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XIE Jie

謝洁
CE BUZ183Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XIE Jie (CE number BUZ183) is an individual licensed by the Hong Kong SFC. First licensed on 2024-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBOCOM International (Asia) Limited
交銀國際(亞洲)有限公司

Licence Record (1)

2024-09-23 – present Current
BOCOM International (Asia) Limited RO
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUZ183