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WEN Ting

温婷
CE BVE275Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WEN Ting (CE number BVE275) is an individual licensed by the Hong Kong SFC. First licensed on 2024-07-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerBOCOM International (Asia) Limited
交銀國際(亞洲)有限公司
Responsible OfficerBOCOM International Securities Limited
交銀國際證券有限公司
RepresentativeBOCOM International (Asia) Limited
交銀國際(亞洲)有限公司

Licence Record (4)

2024-10-21 – present Current
BOCOM International (Asia) Limited RO
RA 1
2024-10-21 – present Current
BOCOM International Securities Limited RO
RA 1 RA 4
2024-07-23 – present Current
BOCOM International (Asia) Limited Rep
RA 1 RA 6
2024-07-23 – 2024-10-21
BOCOM International Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVE275