BOCOM International Asset Management Limited is a Hong Kong SFC licensed corporation (CE number APH797). First licensed on 2007-09-13. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2013-10-10 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2013-10-10 |
| RA 9 | Asset Management | 提供資產管理 | 2007-09-13 |
| CE No. | Name | Chinese |
|---|---|---|
| AQP947 | LI Wu | 李武 |
| AUX307 | CHANG Bo | 常鉑 |
| BAV218 | XU Hanchao | 徐涵超 |
| BMP344 | NGAI Sze Hang | 魏思衡 |
| BPV046 | SHENG Jie | 圣洁 |
| BVS616 | ZHAO Honghao | 趙宏昊 |
| CE No. | Name | Chinese |
|---|---|---|
| AUX307 | CHANG Bo | 常鉑 |
| AXK573 | LIU Ge | 劉歌 |
| BFX481 | ZHOU Yuan | 周遠 |
| BGV754 | XIE Chaoran | 謝超然 |
| BGX446 | ZHOU Yuping | 周鈺萍 |
| BIX210 | SANG Zijing | 桑梓菁 |
| BJI974 | ZHAO LI | 趙利 |
| BLF179 | LI Yunchang | 李云昌 |
| BLR037 | XU Zhiran | 許之然 |
| BPX684 | WENG Moyue | 翁默悦 |
| BQO425 | CHAN Jason Chun Ho | 陳焌晧 |
| BQQ321 | DONG Zeyao | 董澤堯 |
| BQQ520 | YANG Shulin | 楊書琳 |
| BRT383 | ZHAO Ji | 趙极 |
| BSL892 | HONG Yiqing | 洪沂清 |
| BSS162 | FENG Bing | 馮冰 |
| BSU058 | LUO Xinhui | 羅心慧 |
| BTQ591 | HUANG Dejun | 黄德俊 |
| BUM052 | JIANG Jia | 姜佳 |
| BVH520 | ZENG Hexinxin | 曾何欣欣 |
| BXE981 | ZHENG Yang | 鄭楊 |
| BXN690 | WANG Bowen | 王博文 |
| BYE027 | SU Tingting | 蘇婷婷 |