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LIU Yinzi

劉寅子
CE BJI223Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Yinzi (CE number BJI223) is an individual licensed by the Hong Kong SFC. First licensed on 2017-03-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerSheng Yuan Securities Limited
盛源證券有限公司
RepresentativeSheng Yuan Asset Management Limited
盛源資產管理有限公司
RepresentativeSheng Yuan Securities Limited
盛源證券有限公司

Licence Record (5)

2025-12-11 – present Current
Sheng Yuan Asset Management Limited Rep
RA 9
2024-07-30 – present Current
Sheng Yuan Securities Limited RO
RA 1
2024-02-09 – present Current
Sheng Yuan Securities Limited Rep
RA 1 RA 4
2019-07-09 – 2024-01-15
CMB International Securities Limited Rep
RA 1
2017-03-31 – 2019-05-11
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJI223