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HSU Tawei

徐大偉
CE AMS684Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HSU Tawei (CE number AMS684) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSheng Yuan Capital (Hong Kong) Limited
盛源資本(香港)有限公司
RepresentativeSheng Yuan Securities Limited
盛源證券有限公司

Licence Record (4)

2023-02-22 – present Current
Sheng Yuan Capital (Hong Kong) Limited RO
RA 6
2023-02-07 – 2023-02-22
Sheng Yuan Capital (Hong Kong) Limited Rep
RA 6
2018-12-03 – 2023-01-31
GSI Finance Group Limited RO
RA 6
2007-06-20 – 2017-06-14
President Securities (Hong Kong) Limited RO
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AMS684