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LIU Yinan

劉逸南
CE AYC674Licensed IndividualSFO licence active
Official SFC record

LIU Yinan (CE number AYC674) is an individual licensed by the Hong Kong SFC. First licensed on 2011-09-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Capital (H.K.) Limited
申萬宏源融資(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (3)

2023-09-19 – present Current
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2023-09-19 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1 RA 4
2011-09-20 – 2013-07-06
CITIC Securities Corporate Finance (HK) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYC674