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LAU Yuen Hung

劉婉鴻
CE ADC124Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Yuen Hung (CE number ADC124) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (7)

2022-03-01 – present Current
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1
2021-11-15 – 2022-03-01
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2020-01-02 – 2021-10-30
GF Securities (Hong Kong) Brokerage Limited RO
RA 1
2018-09-10 – 2021-04-08
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2011-06-17 – 2018-07-19
Jefferies Hong Kong Limited Rep
RA 1
2004-04-28 – 2011-05-03
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2003-04-01 – 2004-04-27
SG Securities (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADC124