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WU Kwok Wai, Simon

鄔國威
CE AAS502Licensed IndividualSFO licence active
Official SFC record

WU Kwok Wai, Simon (CE number AAS502) is an individual licensed by the Hong Kong SFC. First licensed on 2004-02-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (4)

2005-08-02 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2005-08-02 – present Current
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2004-02-27 – 2005-08-02
Wings Securities (HK) Limited Rep
RA 1
2004-02-27 – 2005-08-02
REXCAPITAL Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAS502