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CHAN Po Ling, Maggie

陳寶玲
CE ACR167Licensed IndividualSFO licence active
Official SFC record

CHAN Po Ling, Maggie (CE number ACR167) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (3)

2013-08-08 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2008-12-16 – 2013-07-26
King Fook Securities Company Limited RO
RA 1
2003-04-01 – 2008-12-16
King Fook Securities Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACR167