Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LEUNG Siu Mui

梁少梅
CE ACD945Licensed IndividualSFO licence active
Official SFC record

LEUNG Siu Mui (CE number ACD945) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (6)

2003-04-01 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – present Current
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2 RA 5 RA 9
2004-02-21 – 2008-11-03
Piper Jaffray Asia Futures Limited Rep
RA 2
2003-09-15 – 2008-11-03
Piper Jaffray Asia Securities Limited Rep
RA 1
2003-06-16 – 2003-09-10
Tung Shing Securities (Brokers) Limited Rep
RA 1
2003-06-16 – 2003-09-10
Tung Shing Futures (Brokers) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACD945