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SUN Haoru

孫浩如
CE BCN936Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SUN Haoru (CE number BCN936) is an individual licensed by the Hong Kong SFC. First licensed on 2013-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Responsible OfficerShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (6)

2024-09-25 – present Current
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1
2024-09-25 – present Current
Shenwan Hongyuan Futures (H.K.) Limited RO
RA 2
2021-08-10 – 2024-09-25
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2021-08-10 – 2024-09-25
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2013-12-18 – 2021-06-30
CITIC Securities Brokerage (HK) Limited Rep
RA 1 RA 4
2013-12-18 – 2021-06-30
CITIC Securities Futures (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCN936