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GUO Yanting

郭妍婷
CE AXC579Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GUO Yanting (CE number AXC579) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-24. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (2)

2024-07-31 – present Current
Shenwan Hongyuan Securities (H.K.) Limited RO
RA 1
2011-05-24 – 2024-07-31
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXC579