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LEE Yuen Ting

李婉婷
CE AZE975Licensed IndividualSFO licence active
Official SFC record

LEE Yuen Ting (CE number AZE975) is an individual licensed by the Hong Kong SFC. First licensed on 2012-03-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeShenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
RepresentativeShenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司

Licence Record (3)

2012-03-23 – present Current
Shenwan Hongyuan Securities (H.K.) Limited Rep
RA 1
2012-03-23 – present Current
Shenwan Hongyuan Futures (H.K.) Limited Rep
RA 2
2019-12-16 – 2022-02-28
Quam Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AZE975