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LAW Ka On, Andy

羅家安
CE ARR601Licensed IndividualSFO licence active
Official SFC record

LAW Ka On, Andy (CE number ARR601) is an individual licensed by the Hong Kong SFC. First licensed on 2008-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (4)

2011-11-30 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2010-12-06 – 2011-05-25
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2008-10-06 – 2011-05-25
Morgan Stanley Asia Limited Rep
RA 1 RA 7
2008-10-06 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARR601