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KWOK Chan Loy

郭贊來
CE ARQ635Licensed IndividualSFO licence active
Official SFC record

KWOK Chan Loy (CE number ARQ635) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (3)

2021-10-04 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1
2008-09-24 – 2015-12-05
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2008-09-24 – 2013-08-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARQ635