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TEO Sher-Lyn, Corrinne

張施琳
CE APH296Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TEO Sher-Lyn, Corrinne (CE number APH296) is an individual licensed by the Hong Kong SFC. First licensed on 2007-07-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (3)

2020-05-08 – present Current
Nomura International (Hong Kong) Limited RO
RA 1 RA 4
2008-10-10 – 2020-05-08
Nomura International (Hong Kong) Limited Rep
RA 1
2007-07-23 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APH296