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LO Yee Man

盧漪汶
CE AUH450Licensed IndividualSFO licence active
Official SFC record

LO Yee Man (CE number AUH450) is an individual licensed by the Hong Kong SFC. First licensed on 2009-12-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNomura International (Hong Kong) Limited
野村國際(香港)有限公司

Licence Record (4)

2021-08-27 – present Current
Nomura International (Hong Kong) Limited Rep
RA 1
2010-01-13 – 2010-10-02
Enlighten Futures Limited Rep
RA 2
2009-12-30 – 2010-10-02
Arta Asset Management Limited Rep
RA 1
2009-12-07 – 2010-10-02
Enlighten Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUH450