CHAN Man Wai, Marcella

陳敏慧

CE ADH994Licensed IndividualResponsible OfficerSFO licence active

CHAN Man Wai, Marcella (CE number ADH994) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Nomura International (Hong Kong) Limited 野村國際(香港)有限公司

Licence Record (9)

2011-08-02 – present Current

Nomura International (Hong Kong) Limited RO

RA 1 RA 4 RA 6

2017-05-17 – 2019-08-05

CGS International Securities Hong Kong Limited RO

RA 1 RA 4 RA 6

2017-05-05 – 2017-05-17

CGS International Securities Hong Kong Limited Rep

RA 1 RA 4 RA 6

2013-03-25 – 2017-04-28

Standard Chartered Securities (Hong Kong) Limited RO

RA 1 RA 4 RA 6

2013-01-07 – 2013-03-25

Standard Chartered Securities (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2011-06-02 – 2025-09-09

Nomura International (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2007-06-26 – 2011-05-29

DBS Asia Capital Limited RO

RA 1 RA 4 RA 6

2006-08-08 – 2007-06-26

DBS Asia Capital Limited Rep

RA 1 RA 4 RA 6

2004-10-12 – 2006-06-17

CITIC Securities (Hong Kong) Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADH994