Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

BAZZONI Federico

CE ADP682Licensed IndividualSFO licence active
Official SFC record

BAZZONI Federico (CE number ADP682) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司

Licence Record (8)

2026-09-07 – present Current
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 1 RA 4 RA 6
2022-09-06 – 2025-06-15
Vantage Capital Markets HK Limited RO
RA 1 RA 4 RA 6
2015-04-23 – 2022-08-25
CLSA Limited Rep
RA 1
2015-04-23 – 2022-08-25
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2013-05-08 – 2016-01-01
CITIC Securities Corporate Finance (HK) Limited Rep
RA 1 RA 4 RA 6
2012-01-11 – 2013-05-01
CITIC Securities Brokerage (HK) Limited RO
RA 1
2009-01-08 – 2012-01-11
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2003-04-01 – 2007-04-20
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADP682