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CAI Mingzhu

蔡明珠
CE BON486Licensed IndividualSFO licence active
Official SFC record

CAI Mingzhu (CE number BON486) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司

Licence Record (3)

2025-12-03 – present Current
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 1 RA 4
2023-03-23 – 2025-11-08
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2019-07-29 – 2021-08-18
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BON486