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LIN Wen Ching

林汶菁
CE APC101Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Wen Ching (CE number APC101) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
RepresentativeCantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司

Licence Record (6)

2019-10-14 – present Current
Cantor Fitzgerald (Hong Kong) Capital Markets Limited RO
RA 4
2011-11-04 – present Current
Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep
RA 1 RA 4
2010-06-08 – 2011-08-04
Knight Capital Asia Limited Rep
RA 1 RA 4
2008-10-23 – 2010-06-03
Instinet Pacific Limited Rep
RA 1 RA 4 RA 7
2008-05-19 – 2008-09-22
BTIG Hong Kong Limited Rep
RA 1
2007-06-14 – 2007-11-03
ETRADE Securities (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APC101