CHAN Chi Kin

陳志堅

CE ALQ452Licensed IndividualResponsible OfficerSFO licence active

CHAN Chi Kin (CE number ALQ452) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司
Representative	Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司

Licence Record (7)

2019-09-19 – present Current

Cantor Fitzgerald (Hong Kong) Capital Markets Limited RO

RA 2

2011-11-16 – present Current

Cantor Fitzgerald (Hong Kong) Capital Markets Limited Rep

RA 1 RA 2

2016-01-27 – 2016-05-02

Goldstream Capital Management Limited Rep

RA 9

2010-09-20 – 2011-07-29

Morgan Stanley Asia Limited Rep

RA 1 RA 7

2010-09-20 – 2011-07-29

Morgan Stanley Hong Kong Securities Limited Rep

RA 1 RA 2

2010-09-20 – 2010-12-06

Morgan Stanley Hong Kong Futures Limited Rep

RA 2 RA 7

2005-03-17 – 2010-09-17

AD Capital Management (Hong Kong) Limited Rep

RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALQ452