WONG Chi Nik, Frederick

黃自力

CE AHY922Licensed IndividualResponsible OfficerSFO licence active

WONG Chi Nik, Frederick (CE number AHY922) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司

Licence Record (11)

2022-08-30 – present Current

Cantor Fitzgerald (Hong Kong) Capital Markets Limited RO

RA 1 RA 4 RA 6

2015-11-16 – 2019-09-01

BFIN Private Advisors (Hong Kong) Limited RO

RA 1 RA 4 RA 6

2015-07-16 – 2015-11-16

BFIN Private Advisors (Hong Kong) Limited Rep

RA 1 RA 4

2013-09-27 – 2015-03-31

Macquarie Capital Limited Rep

RA 1 RA 6

2013-09-27 – 2015-03-31

Macquarie Corporate (Hong Kong) Limited Rep

RA 6

2012-06-07 – 2013-03-01

UBS Securities Hong Kong Limited Rep

RA 6

2009-05-12 – 2010-05-27

BOCOM International (Asia) Limited Rep

RA 1 RA 6

2007-12-06 – 2008-12-10

Credit Suisse (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2005-09-08 – 2006-09-16

Anglo Chinese Corporate Finance, Limited Rep

RA 6

2004-04-26 – 2005-08-24

Core Pacific-Yamaichi Capital Limited Rep

RA 6

2003-04-01 – 2004-04-13

CSC Asia Limited Rep

RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AHY922