Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Wai Yan

黃惠恩
CE AGG935Licensed IndividualSFO licence active
Official SFC record

WONG Wai Yan (CE number AGG935) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Hong Kong Securities Limited

Licence Record (8)

2017-09-14 – present Current
Morgan Stanley Asia Limited Rep
RA 1
2017-09-14 – present Current
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2013-06-21 – 2016-01-01
Daiwa Capital Markets Hong Kong Limited RO
RA 1
2013-06-21 – 2016-01-01
Daiwa Capital Markets Trading Hong Kong Limited RO
RA 1
2010-11-20 – 2013-06-21
Daiwa Capital Markets Hong Kong Limited Rep
RA 1
2010-11-02 – 2013-06-21
Daiwa Capital Markets Trading Hong Kong Limited Rep
RA 1
2007-04-02 – 2010-11-20
KBC Financial Products Hong Kong Limited RO
RA 1
2003-04-01 – 2007-04-02
KBC Financial Products Hong Kong Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGG935