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POON Alex Chun Man

潘俊文
CE AXF905Licensed IndividualSFO licence active
Official SFC record

POON Alex Chun Man (CE number AXF905) is an individual licensed by the Hong Kong SFC. First licensed on 2011-05-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Hong Kong Securities Limited

Licence Record (3)

2024-09-23 – present Current
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2012-06-18 – present Current
Morgan Stanley Asia Limited Rep
RA 1 RA 4
2011-05-04 – 2012-02-03
Samsung Securities (Asia) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXF905