Samsung Securities (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AGH366). First licensed on 2005-04-01. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-04-01 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-04-01 |
| CE No. | Name | Chinese |
|---|---|---|
| ARH699 | HAN Sung Joo | 韓盛柱 |
| BAP751 | TSE Chi Shing, Christopher | 謝志誠 |
| BBZ995 | BAE Hyun Suk | |
| BSQ211 | LEE Sangki |
| CE No. | Name | Chinese |
|---|---|---|
| BAP751 | TSE Chi Shing, Christopher | 謝志誠 |
| BEN221 | BAEK Jaeseung | |
| BEN897 | YUN Sokmo | |
| BEX978 | PARK Chin Kuk | |
| BPY351 | LEE Minjae | |
| BTR633 | CHO Moon Kyung | |
| BWF662 | LEE Jinwon |