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HAN Sung Joo

韓盛柱
CE ARH699Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HAN Sung Joo (CE number ARH699) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSamsung Securities (Asia) Limited
三星證券(亞洲)有限公司

Licence Record (2)

2008-12-16 – present Current
Samsung Securities (Asia) Limited RO
RA 1 RA 4
2008-07-15 – 2012-02-18
Samsung Securities (Asia) Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARH699