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TSE Chi Shing, Christopher

謝志誠
CE BAP751Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSE Chi Shing, Christopher (CE number BAP751) is an individual licensed by the Hong Kong SFC. First licensed on 2013-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSamsung Securities (Asia) Limited
三星證券(亞洲)有限公司
RepresentativeSamsung Securities (Asia) Limited
三星證券(亞洲)有限公司

Licence Record (4)

2021-08-26 – present Current
Samsung Securities (Asia) Limited RO
RA 4
2019-11-22 – present Current
Samsung Securities (Asia) Limited Rep
RA 1 RA 4
2017-11-01 – 2019-10-31
Vantage Capital Markets HK Limited Rep
RA 1
2013-01-03 – 2017-07-21
Shinhan Securities Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAP751