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NG Hoi Dick

吳凱迪
CE AOS243Licensed IndividualSFO licence active
Official SFC record

NG Hoi Dick (CE number AOS243) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Hong Kong Securities Limited

Licence Record (5)

2012-01-20 – present Current
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2007-03-22 – present Current
Morgan Stanley Asia Limited Rep
RA 1 RA 6
2014-09-19 – 2018-08-09
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2013-06-18 – 2014-06-05
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2013-06-18 – 2014-06-05
Merrill Lynch Far East Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOS243