Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Man Leuk, Simon

劉文略
CE ALK023Licensed IndividualSFO licence active
Official SFC record

LAU Man Leuk, Simon (CE number ALK023) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Hong Kong Securities Limited

Licence Record (5)

2015-01-02 – present Current
Morgan Stanley Asia Limited Rep
RA 1
2015-01-02 – present Current
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2007-05-04 – 2007-05-26
Haitong International Futures Limited Rep
RA 2
2005-09-27 – 2007-05-26
Haitong International Securities Company Limited Rep
RA 1 RA 3
2004-11-03 – 2005-05-03
Cinda International Investment Management Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALK023