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YAO Kenneth

姚根霖
CE ANH517Licensed IndividualSFO licence active
Official SFC record

YAO Kenneth (CE number ANH517) is an individual licensed by the Hong Kong SFC. First licensed on 2006-04-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司

Licence Record (4)

2016-03-07 – present Current
Morgan Stanley Asia Limited Rep
RA 1
2016-03-07 – 2024-05-13
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2008-10-10 – 2009-12-19
Nomura International (Hong Kong) Limited Rep
RA 1
2006-04-24 – 2008-09-29
Lehman Brothers Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANH517