Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

DONG Ningning

董宁宁
CE BAA195Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DONG Ningning (CE number BAA195) is an individual licensed by the Hong Kong SFC. First licensed on 2012-08-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司

Licence Record (1)

2012-08-13 – present Current
Morgan Stanley Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAA195