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TOPIWALLA Hozefa Moiz

CE ALI161Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TOPIWALLA Hozefa Moiz (CE number ALI161) is an individual licensed by the Hong Kong SFC. First licensed on 2004-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司

Licence Record (2)

2024-08-20 – present Current
Morgan Stanley Asia Limited RO
RA 4
2004-10-14 – present Current
Morgan Stanley Asia Limited Rep
RA 1 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALI161