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Morgan Stanley Asia Limited

摩根士丹利亞洲有限公司
CE AAD291持牌法團 (LC)
發牌日期 (SFO)
2003-04-01
紀錄冊資料日期
2026-07-22
本站更新時間
2026-07-23 09:05 UTC

Morgan Stanley Asia Limited(CE 編號 AAD291)是香港證監會持牌法團。首次發牌日期為 2003-04-01。其證監會牌照目前有效。獲准進行 5 項受規管活動:第 1 類 (證券交易)、第 4 類 (就證券提供意見)、第 5 類 (就期貨提供意見)、第 6 類 (機構融資)、第 9 類 (資產管理)。

受規管活動 Regulated Activities

類別English中文生效日期
RA 1Dealing in Securities證券交易2003-04-01
RA 4Advising on Securities就證券提供意見2003-04-01
RA 5Advising on Futures Contracts就期貨合約提供意見2006-04-07
RA 6Advising on Corporate Finance就機構融資提供意見2003-04-01
RA 9Asset Management提供資產管理2007-09-27

負責人員 Responsible Officers (50)

CE編號姓名中文
AAD601CHUI Yik Chiu, Vincent徐亦釗
AAW329WALSH Marcus James Finbarr
ACO819KEYES Terence Francois
AEF968LAROIA Gokul
AFQ365WONG Richard黃志遠
AFY161CHENG Kong Miu, Mille程亢苗
AGD985DINAKAR Saurabh
AGF340WONG Tai Ying, Lorraine黃棣瑩
AGJ127HSU Chai Tong許擇湯
AGK113TAYLOR George Alexander
AHP544XU Jun徐俊
AIB748WU Yi吳懿
AIO057ZHANG Shane Xin張欣
AJH249SHEN Chen沈晨
ALI161TOPIWALLA Hozefa Moiz
ALO563TAN Siew Ming陳秀敏
AMH702LI Meng李萌
AMO540FOLLOROUX Yann Michel Richard
ANG800MITTAL Raghav
ANQ835LEUNG Hiu Yi梁曉怡
AOE475ARONOVITCH David Bradly
AOT552LEVIN Michael
AOZ049WU Jeremy On Joon胡安俊
APF056ATAMER Murat艾莫瑞
APH556ZHAO Liang趙亮
APJ780SIMS Simon
APO154ALMEIDA Niall John
ARB931CHAPMAN Daniel John
ARW861BOPPANA Venkatadri
ASU033LI Xi李曦
AVY068HOYER David姚捷
AXH444ZHANG Xiaoyu張曉羽
AXU791HUANG Yingte黃瀛德
AYS681ZHU Yuanyuan朱圓圓
AZQ712FUNG Pamela Candice馮家欣
BAB232XU Ranying徐冉穎
BAC321CAO Chunan
BAE169ZHENG Xiaotian鄭嘯天
BCN540FOSTER Duncan John
BFZ189HUANG Min黃敏
BGQ498HONEY Scott Theodore
BGQ709PANG Alastair Chee Ho彭志豪
BIE652FORTE Francesco
BIZ987COLTMAN Todd
BLA832DA COSTA MONTEIRO Paulo Jorge
BLK546CHEUNG Chi Ming張志明
BMP688GUAN Liang關亮
BMS519STOKLOSA Magdalena Lucja
BQV767CLEIN Jonathan Robert
BRI614WALKER Benjamin Jonathan James

持牌代表 Representatives (860)

CE編號姓名中文
ABX349SUN Steve Donald
ACH915HARJANI Vijay Kumar Dayal
ADB039PARTHASARATHY Raja
ADV329LEE Man Yiu, Paul李文耀
ADW990HUANG Christopher S黃守儀
AEJ195SHUM Lap Fai, Vincent岑立輝
AEJ676KWOK Pui Shan郭珮珊
AFW029CHU Peter I-Chun朱逸群
AFW866KANG Taejin
AFX539ROMANO Stefano
AGB910WONG Hor Yee, Patricia黃可兒
AGG744LI Chun Kit李俊杰
AGG935WONG Wai Yan黃惠恩
AGU865AU Noor Wah歐諾華
AGW611KIM Young Chan
AKU876CHAN Wing Wai, Albert陳永威
AKW688YAN Cleo Sheung Ngar甄尚雅
ALF238LOU Chao樓超
ALH988LI Youjia李尤佳
ALI072DESAI Ridham
ALI161TOPIWALLA Hozefa Moiz
ALI601AHYA Chetan Kishore
ALK023LAU Man Leuk, Simon劉文略
ALL688AGARWAL Anil Kumar
ALN023FELDMAN Robert Alan
ALN187TAMURA Koshiro
AMB613SUN Xun孫恂
AMC933XUE Zhijie薛智婕
AMH702LI Meng李萌
AMI582MCLEOD Andrew James
AMK300JAEGER Stella
AML409VACHHANI Koustubh Vijay
AML455CHOUDHARY Praveen Kumar
AMO262OSAKA Takuya
AMU107CHAN Wai Nga, Julia陳慧雅
AMW555YU Hoi Kit余凱傑
AMY444POON Mun Chong, Richard潘敏聰
ANA203DANI Nilay Bipin Kumar
ANB704LORD Nicholas Peter
ANG301LEUNG Man Hon Ivan梁文瀚
ANG432KAKIUCHI Shinji
ANH517YAO Kenneth姚根霖
ANL837YEN Tzu Han嚴子涵
ANM956TSANG Ki Lok Kenneth曾琪樂
ANP580WILES Richard Edward William
ANU185CHEN Jianhao陳健浩
ANU404MENG Yu孟羽
ANU677KIM Hye Eun
ANW200WONG Patrick Ho-Chuen王浩存
ANY401YOSHIKAWA Kazuo
ANZ526KWEK Lee Lian, Sabrina郭麗蓮
AOB427LIM Hwei Yin, Jaclyn
AOC798HO Wing Hang何永恆
AOG287LIN Susan Shan-ju
AOG962ATMANI Mohamed
AON775CHENG Xiuwen程修文
AOO271CABELLO AGUADO Ana
AOR368KEOGH Paul Thomas
AOS243NG Hoi Dick吳凱迪
AOS285SUN Tao孫濤
AOU418WU Wai Man胡慧敏
AOV857XU Richard Ran徐然
AOY779CHAN Chia-Hung詹家鴻
AOY784ZHANG Disheng張迪生
APF805WONG Man Chee王曼姿
APJ350FUNG Jose馮若詩
APJ663WOOD Mark R
APK208GU Kan顧侃
APP831JONES Keiko
APP832PANG Guo Xiang Kelvin彭國翔
AQD803WATANABE Naoki
AQI394DING Yuwen丁煜雯
AQK102GERARD Alban Xavier Jacques
AQN035WONG Ka Woon, Catherine黃嘉媛
AQP680NG Yee Boon
AQQ609HSIAO Po-Ting蕭柏庭
AQX906PENG Shuo彭碩
ARE226ZHONG Eva Ling鍾菱
ARH152VAN DER ZWAN Mark Leendert Winfield
ARM894TSANG Brietta Tyla曾曉瑜
ARN138CHAN Yuen Yu陳宛渝
ARO471LAU Valerie Pei Wen劉佩雯
ART864XING Ziqiang邢自强
ARV352GAUTAM Rahul
ASF520REN Jia任佳
ASI356YUAN Hong袁鴻
ASM050IRELAND Peter Aaron Joseph
ATG909LIN Sophia Joan
ATN539CHIEN Jung-chun簡榮俊
ATO050NAM Taekhyung南澤亨
ATO440HUNG Hsi-Ming洪希民
ATS485NEUNDORFER Patrick Harmon
ATX989SEOK Joon
ATY492RUPPERT-FELSOT Jori Elan
AUC170LO Wai Kwok Belinda盧慧幗
AUC306HU Jiguang胡霽光
AUE544QIAN Jing錢菁
AUE987GARNER Jonathan Frederick
AUJ687DUJARDIN Nicolas, Guillaume
AUP378LAU Hoi Man, Mable劉凱敏