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LAU Valerie Pei Wen

劉佩雯
CE ARO471Licensed IndividualSFO licence active
Official SFC record

LAU Valerie Pei Wen (CE number ARO471) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMorgan Stanley Asia Limited
摩根士丹利亞洲有限公司

Licence Record (2)

2014-07-21 – present Current
Morgan Stanley Asia Limited Rep
RA 1 RA 6
2008-09-02 – 2013-05-17
Goldman Sachs (Asia) L.L.C. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARO471