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MOON Jae Wook

文裁煜
CE AOU410Licensed IndividualSFO licence active
Official SFC record

MOON Jae Wook (CE number AOU410) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (10)

2025-10-21 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2017-05-15 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2021-04-29 – 2025-08-09
Barclays Capital Asia Limited Rep
RA 1 RA 2
2020-10-16 – 2021-04-16
Mirae Asset Securities (HK) Limited RO
RA 1 RA 2 RA 4
2020-08-24 – 2020-10-16
Mirae Asset Securities (HK) Limited Rep
RA 1 RA 2 RA 4
2018-12-21 – 2019-04-04
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2009-05-27 – 2014-05-08
UBS Securities Hong Kong Limited Rep
RA 1
2007-07-23 – 2014-05-08
UBS Securities Asia Limited Rep
RA 1 RA 2
2007-07-23 – 2014-05-08
UBS Derivatives Hong Kong Limited Rep
RA 2
2007-04-11 – 2017-02-15
Deutsche Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOU410