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CHENG Yan Ting

鄭恩婷
CE AUC961Licensed IndividualSFO licence active
Official SFC record

CHENG Yan Ting (CE number AUC961) is an individual licensed by the Hong Kong SFC. First licensed on 2009-11-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (7)

2020-04-14 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2020-04-14 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2018-03-20 – 2020-02-10
China Everbright Securities (HK) Limited Rep
RA 1 RA 4
2014-04-30 – 2020-02-10
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2012-09-12 – 2013-05-31
Oppenheimer Investments Asia Limited Rep
RA 1
2011-10-25 – 2012-08-16
Virtu ITG Hong Kong Limited Rep
RA 1 RA 7
2009-11-11 – 2011-08-04
Knight Capital Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUC961