LUCIDO Lorenzo Giuseppe

CE APZ506Licensed IndividualResponsible OfficerSFO licence active

LUCIDO Lorenzo Giuseppe (CE number APZ506) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Merrill Lynch (Asia Pacific) Limited
Responsible Officer	Merrill Lynch Far East Limited
Representative	Merrill Lynch Far East Limited

Licence Record (12)

2022-04-06 – present Current

Merrill Lynch (Asia Pacific) Limited RO

RA 1

2022-04-06 – present Current

Merrill Lynch Far East Limited RO

RA 1

2021-05-24 – present Current

Merrill Lynch Far East Limited Rep

RA 1 RA 2

2021-05-24 – 2022-04-06

Merrill Lynch (Asia Pacific) Limited Rep

RA 1

2016-10-11 – 2021-02-20

Goldman Sachs (Asia) Securities Limited Rep

RA 1 RA 2

2016-03-10 – 2021-02-20

Goldman Sachs (Asia) L.L.C. Rep

RA 1

2016-03-10 – 2016-10-10

Goldman Sachs (Asia) Securities Limited Rep

RA 1

2016-03-10 – 2016-10-10

Goldman Sachs Futures (Asia) Limited Rep

RA 2

2014-06-05 – 2016-02-19

Segantii Capital Management Limited Rep

RA 9

2009-02-19 – 2013-03-14

BNP Paribas Securities (Asia) Limited Rep

RA 1 RA 2

2008-01-02 – 2011-12-30

Paribas Asia Equity Limited (trading as Paribas) Rep

RA 1

2007-11-13 – 2011-12-30

BNP Paribas Futures (Hong Kong) Limited Rep

RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ506