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MATHUR Rajat

CE AVQ939Licensed IndividualSFO licence active
Official SFC record

MATHUR Rajat (CE number AVQ939) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (3)

2014-09-15 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2014-09-15 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2010-08-05 – 2014-06-10
Deutsche Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVQ939