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BOOTH Alexander Robert

CE BCQ746Licensed IndividualSFO licence active
Official SFC record

BOOTH Alexander Robert (CE number BCQ746) is an individual licensed by the Hong Kong SFC. First licensed on 2014-01-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 7 (Automated trading).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (5)

2025-02-25 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2025-02-25 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2022-11-23 – 2024-11-29
BNP Paribas Securities (Asia) Limited Rep
RA 1 RA 2
2014-01-13 – 2022-08-26
Morgan Stanley Asia Limited Rep
RA 1 RA 4 RA 5
2014-01-13 – 2022-08-26
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCQ746