Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIN Regan Nan-hong

林南宏
CE AXV016Licensed IndividualSFO licence active
Official SFC record

LIN Regan Nan-hong (CE number AXV016) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (3)

2014-08-06 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2014-08-06 – 2024-02-26
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2011-08-10 – 2014-08-05
Houlihan Lokey (China) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV016