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NG King To, Timothy

吳璟濤
CE BAS698Licensed IndividualSFO licence active
Official SFC record

NG King To, Timothy (CE number BAS698) is an individual licensed by the Hong Kong SFC. First licensed on 2013-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited

Licence Record (3)

2022-06-02 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2022-06-02 – 2024-02-26
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6
2013-01-16 – 2017-08-05
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAS698