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NG Po Ling

吳寶玲
CE AYI107Licensed IndividualSFO licence active
Official SFC record

NG Po Ling (CE number AYI107) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (6)

2022-08-29 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2022-08-29 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2021-09-01 – 2022-06-30
CMB International Global Markets Limited Rep
RA 1
2020-05-04 – 2022-06-30
CMB International Securities Limited Rep
RA 1 RA 4
2018-08-13 – 2020-02-28
S&P Global Ratings Hong Kong Limited Rep
RA 10
2011-11-18 – 2013-06-03
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYI107