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LI Lei

李蕾
CE BLL868Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Lei (CE number BLL868) is an individual licensed by the Hong Kong SFC. First licensed on 2017-11-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch (Asia Pacific) Limited
Responsible OfficerMerrill Lynch Far East Limited

Licence Record (7)

2023-06-29 – present Current
Merrill Lynch (Asia Pacific) Limited RO
RA 1
2023-06-29 – present Current
Merrill Lynch Far East Limited RO
RA 1 RA 2
2022-06-20 – 2023-06-29
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2022-06-20 – 2023-06-29
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2018-09-20 – 2020-12-14
UBS Securities Asia Limited Rep
RA 1 RA 2
2018-09-20 – 2020-12-14
UBS Securities Hong Kong Limited Rep
RA 1 RA 2
2017-11-10 – 2018-07-23
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLL868