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SEOW Zhi Xiang

CE AWO859Licensed IndividualSFO licence active
Official SFC record

SEOW Zhi Xiang (CE number AWO859) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (8)

2021-07-28 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2021-07-28 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2020-04-21 – 2020-09-30
Haitong International Securities Company Limited Rep
RA 1
2020-04-21 – 2020-09-30
Haitong International Futures Limited Rep
RA 2
2015-08-17 – 2019-12-10
Morgan Stanley Asia Limited Rep
RA 1
2015-08-17 – 2019-12-10
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2013-08-19 – 2015-06-30
BFAM Partners (Hong Kong) Limited Rep
RA 9
2011-01-04 – 2012-09-29
Deutsche Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWO859