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LECOQ Charles Makoto

CE AXA178Licensed IndividualSFO licence active
Official SFC record

LECOQ Charles Makoto (CE number AXA178) is an individual licensed by the Hong Kong SFC. First licensed on 2012-05-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures), Type 7 (Automated trading).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (5)

2022-02-21 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2022-02-21 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2018-10-23 – 2018-11-30
J.P. Morgan Broking (Hong Kong) Limited Rep
RA 2 RA 5
2016-09-26 – 2018-04-16
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2012-05-11 – 2016-05-20
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXA178