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YU Sau Ying

余秀瑩
CE BBP173Licensed IndividualSFO licence active
Official SFC record

YU Sau Ying (CE number BBP173) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (3)

2021-09-27 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2021-09-27 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2013-07-17 – 2021-06-25
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBP173