Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

AU Cherie Tsui Yee

區翠兒
CE BFJ728Licensed IndividualSFO licence active
Official SFC record

AU Cherie Tsui Yee (CE number BFJ728) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (5)

2020-07-10 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2020-07-10 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2016-01-28 – 2020-05-29
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2016-01-28 – 2020-05-29
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2015-05-06 – 2015-12-17
Macquarie Capital Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFJ728