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TSUI Siu Fung, Shelton

徐兆峰
CE APB436Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSUI Siu Fung, Shelton (CE number APB436) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMerrill Lynch (Asia Pacific) Limited

Licence Record (4)

2017-12-06 – present Current
Merrill Lynch (Asia Pacific) Limited RO
RA 1 RA 4 RA 6
2017-12-06 – 2024-02-26
Merrill Lynch Far East Limited RO
RA 1 RA 4 RA 6
2007-06-11 – 2017-12-06
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2007-06-11 – 2017-12-06
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APB436