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YAN Wing Tak

甄穎德
CE APQ792Licensed IndividualSFO licence active
Official SFC record

YAN Wing Tak (CE number APQ792) is an individual licensed by the Hong Kong SFC. First licensed on 2007-09-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (4)

2018-12-17 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2018-12-17 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2009-10-19 – 2018-09-28
Deutsche Securities Asia Limited Rep
RA 1 RA 2
2007-09-14 – 2009-09-14
Citigroup Global Markets Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APQ792